Due diligence checklist

Use this before the first wire, the first load, or the first policy.

Offline index 303,303 registry rows · 285,691 firm pages · updated 2026-09-22

Checklist

Legal name matches the register. License or docket id matches. Vertical matches the job. Geography of the license matches where the work happens. Fees are on a document. The firm states where complaints go. You can open the same firm on BrokerMafia and on the register in the same sitting.

For FMCSA freight, also read bond and cargo flags and the insurance form on the profile, then confirm on SAFER. For securities, open BrokerCheck or IAPD. For insurance, open the state license lookup named on the badge.

Questions this page answers

Is the checklist legal advice?

No. It is an index workflow. Licensing advice belongs to the regulator or your counsel.

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A listing is an index record. It is not a license confirmation, a rating, or an endorsement by the regulator or by BrokerMafia.