Complaints and enforcement

We link the record. The regulator takes the complaint.

Offline index 303,303 registry rows · 285,691 firm pages · updated 2026-09-22

Where to go

FMCSA complaints go to FMCSA, not to this directory. Securities complaints go to FINRA or the SEC. Insurance complaints go to the state department of insurance on the badge. Real-estate complaints go to the state commission, such as Texas TREC for those rows.

An enforcement action may exist and not be copied onto the firm page. Always search the regulator’s own actions page.

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Questions this page answers

Can I file a complaint with BrokerMafia?

You can report a data error. A consumer complaint about a firm belongs with the regulator.

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A listing is an index record. It is not a license confirmation, a rating, or an endorsement by the regulator or by BrokerMafia.