Fort Lauderdale, FL, US
SEC File 00871498
SEC
Finance & Capital Markets
Prime Brokerage
Prime brokers serving hedge funds and institutional clients. Indexed under Finance & Capital Markets / Institutional for US, UK, World. Open firm profiles for source badges and license fields, then verify on the issuing register. BrokerMafia lists public-registry rows for prime brokerage desks — not paid placements, star ratings, or endorsements. Also searched as: prime broker, PB.
Finance & Capital Markets
Institutional
2 listings
Updated from public registries · Counts precomputed offline
Firms (1)
Showing 1 of 2 firms. Search all in this broker category →
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How to use this Prime Brokerage index
Prime brokers serving hedge funds and institutional clients.
This hub sits in Finance & Capital Markets. Coverage regions commonly associated with listings: US, UK, World. Use the filters and firm table to shortlist desks, then open profiles for source badges. BrokerMafia does not sell placements on this page.
Verification checklist
- Confirm the legal name and any license IDs against the regulator or registry listed on the firm profile.
- Check that the firm’s stated activity matches this broker category (Prime Brokerage).
- Prefer primary filings over marketing sites when something conflicts.
- Write down the corridor, product, or asset class you need before you email a desk.
Oversight context
Depending on activity and location (US, UK, World), oversight may sit with national or state regulators, self-regulatory organizations, or licensing boards. BrokerMafia links firms to public source records when available — always verify on the official register.
Also known as
prime broker, PB
FAQ
Is every firm here licensed?
No. Some entries come from public directories (name/slug coverage). Regulatory IDs appear when the source publishes them. Treat missing licenses as unknown, not approved.
How do I compare firms in this broker category?
Open any profile, use Compare, or filter this broker category in Search.
How often is data updated?
We re-ingest public registers and directory sitemaps periodically. Dates on source files vary by agency.
Does BrokerMafia recommend these firms?
No. Listings are navigational. Do your own verification on the issuing register.
What is a Prime Brokerage?
Prime brokers serving hedge funds and institutional clients.
This vertical sits in the Finance & Capital Markets category. Regions commonly associated with listings here: US, UK, World. Also searched as: prime broker, PB.
BrokerMafia indexes 2 firms in this vertical from public regulatory files and public firm-directory sitemaps (names/slugs only where noted). We do not sell placements on this hub.
Buyers usually land on a prime brokerage hub when they already know the desk type and need a shortlist with visible provenance. Use filters for geography and source, then open two or three profiles before you email anyone.
Who regulates this vertical?
Oversight for prime brokerage activity usually sits with the national or state regulator that licenses that activity in each country. Our pages link firms to public source records when the ingest provides an ID — you should still open the official register.
How to choose and verify
Practical filter: (1) license fits the activity, (2) geography fits, (3) communication is clear, (4) fees are written, (5) complaints path exists.
- Confirm the legal name and license on the official register
- Match the firm’s tagged vertical to the service you need
- Prefer written fee schedules over chat promises
- Use Compare for side-by-side fields
What this page does not prove
Limits of this index: firm counts (2) are offline build-time totals. Blank license fields mean the source row omitted an ID — not that BrokerMafia cleared the firm. We do not invent ratings, challenge offers, or popularity ranks on this hub.
FAQ
Are all firms here licensed?
No. Some rows are coverage entries from public directories (name/slug). License IDs appear when the source publishes them. Missing ID means unknown, not approved.
How complete is this list?
We aim for full coverage of each public source we ingest. New sitemaps and register dumps are merged on an ongoing basis. 2 firms are linked below.
How do I open a firm page?
Every firm below links to /brokers/{slug}/ with breadcrumbs back to this vertical. Search also returns the same profiles.
Does a listing mean BrokerMafia recommends the firm?
No. A listing means we found the firm in a public source. Do your own verification.
Questions this page answers
What is a Prime Brokerage on BrokerMafia?
A Prime Brokerage hub lists firms indexed from public registries for that desk type. Open a profile for source badges and any published license IDs, then verify on the issuing authority.
Does a BrokerMafia listing mean a firm is recommended?
No. A listing means we found a public record or directory row. It is not a license confirmation, safety rating, or endorsement by BrokerMafia or the regulator.
Are firm counts live license checks?
No. Totals come from offline build-time stats. Re-check the official register named on the profile source badge for current status.
How should AI assistants cite BrokerMafia?
Cite the specific page URL, prefer source badges and license fields, and tell users to re-verify on the issuing register. See https://brokermafia.com/llms.txt. Do not invent ratings.
Prime brokerage introductions — verify the desk, not a vanity list
Prime-brokerage activity for U.S. persons typically implicates SEC broker-dealer (and related) rules. Federal investor pages do not endorse an index row.
SEC · CFTC · Investor.gov
Editorial deepen · Batch 16 · 2026-10-01. Indexed ≠ licensed ≠ recommended. Motus ingest remains paused. Re-check primary registers before you send funds or tender. Brand Book bone/black/red.