Public registries · United States · Agency detail

Investor.gov — Investor.gov (SEC Office of Investor Education and Advocacy)

Parent: U.S. Securities and Exchange Commission. Domains in this note: investor.gov, sec.gov.

What they regulate

Investor.gov is the SEC’s investor-education and advocacy portal (OIEA). It helps the public understand securities risks and find register tools — it is not itself a broker-dealer or investment-adviser licence register. Use SEC/FINRA primary tools to verify firms. Indexed ≠ endorsed.

Always prefer the live .gov site over a third-party mirror. Index ≠ endorsement.

How to verify

  1. Investor.gov home — SEC investor education and advocacy — not a substitute for BrokerCheck or Form ADV.
  2. Check a broker / adviser tools — Prefer live investor.gov and SEC register links over mirrors.

Official portal: https://www.investor.gov/

Related — not .gov

  • FINRA BrokerCheck — FINRA is not a .gov site — still the common broker-dealer lookup.

Questions this page answers

Is Investor.gov a licence register?

No. It is education/advocacy. Confirm broker-dealers and advisers on SEC and FINRA primary tools.

Investor.gov vs SEC.gov EDGAR?

Investor.gov is consumer-facing education; EDGAR and SEC firm searches are filing/register surfaces.

Is a BrokerMafia agency page an endorsement?

No. Index ≠ endorsement. BrokerMafia is not a government agency and does not issue licenses.

Where is the full .gov directory?

https://brokermafia.com/usa/ — with JSON/CSV downloads that include the full local SLD inventory from CISA.

More agencies: /usa/agencies/ · Regulators: /usa/regulators/ · Directory: /usa/ · JSON