SEC IAPD advisers
An investment adviser is not a broker-dealer. The ADV extract is its own source.
Offline index 303,303 registry rows · 285,691 firm pages · updated 2026-09-22
The file
The SEC IAPD ADV monthly zip produced 17,046 adviser rows keyed by CRD, plus CIK merges into existing SEC broker-dealers where the name already matched. Dual registration should show both source ids when the merge hit.
This is not a recommendation to hire the adviser. Form ADV on IAPD is the primary filing.
Questions this page answers
Does an IAPD row mean the firm holds client money?
No. Read the ADV item for custody. BrokerMafia does not restate custody status unless the extract field is on the row.
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A listing is an index record. It is not a license confirmation, a rating, or an endorsement by the regulator or by BrokerMafia.