Wells Fargo Securities, LLC
SEC-registered broker-dealer (File 00865876)
Public listing
- Legal name
- Wells Fargo Securities, LLC
- License or register id
- SEC File 00865876
- State
- MO
- City
- St. Louis
- Category
- Broker-Dealer, Futures Commission Merchant, Broker-Dealer (dual-registered)
- Official source
- SEC Company Information About Active Broker-Dealers
Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.
About
Wells Fargo Securities, LLC is listed among active SEC-registered broker-dealers (CIK 1224385, SEC file 00865876). Address fields from the SEC FOIA company information file. Wells Fargo Securities LLC appears among Futures Commission Merchants on the CFTC financial data report (July 2026 FCM capital/reporting roster; registered as FCM BD; DSRO CME). Confirm current registration status via NFA BASIC / CFTC.
How to verify
How do I verify Wells Fargo Securities, LLC?
Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.
What does this listing show?
The broker-dealer or securities registration from the SEC or FINRA public file.