Universal Financial Services Inc. (CRD 131558)
SEC-registered broker-dealer (File 00866481)
Public listing
- Legal name
- Universal Financial Services Inc.
- License or register id
- CRD 131558
- State
- PR
- City
- San Juan
- Category
- Broker-Dealer
- Official source
- SEC Company Information About Active Broker-Dealers
Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.
About
Universal Financial Services Inc. is listed among active SEC-registered broker-dealers (CIK 1289107, SEC file 00866481). Address fields from the SEC FOIA company information file. Also listed on FINRA's public Broker-Dealer Firms We Regulate directory. Also appears on SEC IAPD ADV firm roster with CRD 131558.
How to verify
How do I verify Universal Financial Services Inc.?
Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.
What does this listing show?
The broker-dealer or securities registration from the SEC or FINRA public file.