THE GMS Group, LLC (CRD 8000)

SEC-registered broker-dealer (File 00823936)

East Hanover, NJ, US Source: SEC Company Information About Active Broker-Dealers

Add to compare Find similar All Stock & Securities Broker

Public listing

Legal name
THE GMS Group, LLC
License or register id
CRD 8000
State
NJ
City
East Hanover
Category
Broker-Dealer
Official source
SEC Company Information About Active Broker-Dealers

Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.

Securities registration

CRD
8000
CIK
0000311887
SEC file
00823936

Verify on BrokerCheck

About

THE GMS Group, LLC is listed among active SEC-registered broker-dealers (CIK 311887, SEC file 00823936). Address fields from the SEC FOIA company information file. Also appears on SEC IAPD ADV firm roster with CRD 8000.

How to verify

How do I verify THE GMS Group, LLC?

Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.

What does this listing show?

The broker-dealer or securities registration from the SEC or FINRA public file.