Smith Capital Markets, Llc.
SEC-registered broker-dealer (File 00865408)
Public listing
- Legal name
- Smith Capital Markets, Llc.
- License or register id
- SEC File 00865408
- State
- TX
- City
- Dallas
- Category
- Broker-Dealer
- Official source
- SEC Company Information About Active Broker-Dealers
Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.
About
Smith Capital Markets, Llc. is listed among active SEC-registered broker-dealers (CIK 1175643, SEC file 00865408). Address fields from the SEC FOIA company information file. Also listed on FINRA's public Broker-Dealer Firms We Regulate directory.
How to verify
How do I verify Smith Capital Markets, Llc.?
Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.
What does this listing show?
The broker-dealer or securities registration from the SEC or FINRA public file.