RBC Capital Markets, LLC
SEC-registered broker-dealer (File 00845411)
Public listing
- Legal name
- RBC Capital Markets, LLC
- License or register id
- SEC File 00845411
- State
- MN
- City
- Minneapolis
- Category
- Broker-Dealer, Futures Commission Merchant, Broker-Dealer (dual-registered)
- Official source
- SEC Company Information About Active Broker-Dealers
Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.
About
RBC Capital Markets, LLC is listed among active SEC-registered broker-dealers (CIK 895502, SEC file 00845411). Address fields from the SEC FOIA company information file. Rbc Capital Markets LLC appears among Futures Commission Merchants on the CFTC financial data report (July 2026 FCM capital/reporting roster; registered as FCM BD; DSRO CME). Confirm current registration status via NFA BASIC / CFTC.
How to verify
How do I verify RBC Capital Markets, LLC?
Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.
What does this listing show?
The broker-dealer or securities registration from the SEC or FINRA public file.