Northern Trust Securities, Inc. (CRD 7927)
SEC-registered broker-dealer (File 00823689)
Public listing
- Legal name
- Northern Trust Securities, Inc.
- License or register id
- CRD 7927
- State
- IL
- City
- Chicago
- Category
- Broker-Dealer
- Official source
- SEC Company Information About Active Broker-Dealers
Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.
About
Northern Trust Securities, Inc. is listed among active SEC-registered broker-dealers (CIK 310695, SEC file 00823689). Address fields from the SEC FOIA company information file. Also listed on FINRA's public Broker-Dealer Firms We Regulate directory. Also appears on SEC IAPD ADV firm roster with CRD 7927.
How to verify
How do I verify Northern Trust Securities, Inc.?
Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.
What does this listing show?
The broker-dealer or securities registration from the SEC or FINRA public file.