Natwest Markets Securities Inc.
SEC-registered broker-dealer (File 00837135)
Public listing
- Legal name
- Natwest Markets Securities Inc.
- License or register id
- SEC File 00837135
- State
- CT
- City
- Stamford
- Category
- Broker-Dealer, Futures Commission Merchant, Broker-Dealer (dual-registered)
- Official source
- SEC Company Information About Active Broker-Dealers
Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.
About
Natwest Markets Securities Inc. is listed among active SEC-registered broker-dealers (CIK 808379, SEC file 00837135). Address fields from the SEC FOIA company information file. Natwest Markets Securities Inc appears among Futures Commission Merchants on the CFTC financial data report (July 2026 FCM capital/reporting roster; registered as FCM BD; DSRO CBOT). Confirm current registration status via NFA BASIC / CFTC.
How to verify
How do I verify Natwest Markets Securities Inc.?
Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.
What does this listing show?
The broker-dealer or securities registration from the SEC or FINRA public file.