LAM Securities Investments
SEC-registered broker-dealer (File 00834937)
Public listing
- Legal name
- LAM Securities Investments
- License or register id
- SEC File 00834937
- State
- CA
- City
- San Francisco
- Category
- Broker-Dealer
- Official source
- SEC Company Information About Active Broker-Dealers
Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.
About
LAM Securities Investments is listed among active SEC-registered broker-dealers (CIK 779622, SEC file 00834937). Address fields from the SEC FOIA company information file.
How to verify
How do I verify LAM Securities Investments?
Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.
What does this listing show?
The broker-dealer or securities registration from the SEC or FINRA public file.