Great Point Capital LLC

SEC-registered broker-dealer (File 00853402)

Chicago, IL, US Source: SEC Company Information About Active Broker-Dealers

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Public listing

Legal name
Great Point Capital LLC
License or register id
SEC File 00853402
State
IL
City
Chicago
Category
Broker-Dealer
Official source
SEC Company Information About Active Broker-Dealers

Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.

Securities registration

CIK
0001144525
SEC file
00853402

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About

Great Point Capital LLC is listed among active SEC-registered broker-dealers (CIK 1144525, SEC file 00853402). Address fields from the SEC FOIA company information file. Also listed on FINRA's public Broker-Dealer Firms We Regulate directory.

How to verify

How do I verify Great Point Capital LLC?

Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.

What does this listing show?

The broker-dealer or securities registration from the SEC or FINRA public file.