DBS Vickers Securities (usa) Inc.

SEC-registered broker-dealer (File 00846837)

New York, NY, US Source: SEC Company Information About Active Broker-Dealers
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Public listing

Legal name
DBS Vickers Securities (usa) Inc.
License or register id
SEC File 00846837
State
NY
City
New York
Category
Broker-Dealer
Official source
SEC Company Information About Active Broker-Dealers

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Securities registration

CIK
0000917379
SEC file
00846837

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About

DBS Vickers Securities (usa) Inc. is listed among active SEC-registered broker-dealers (CIK 917379, SEC file 00846837). Address fields from the SEC FOIA company information file. Also listed on FINRA's public Broker-Dealer Firms We Regulate directory.

How to verify

How do I verify DBS Vickers Securities (usa) Inc.?

Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.

What does this listing show?

The broker-dealer or securities registration from the SEC or FINRA public file.