Commonwealth Equity Services, LLC (CRD 8032)

SEC-registered broker-dealer (File 00824040)

Waltham, MA, US Source: SEC Company Information About Active Broker-Dealers

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Public listing

Legal name
Commonwealth Equity Services, LLC
License or register id
CRD 8032
State
MA
City
Waltham
Category
Broker-Dealer
Official source
SEC Company Information About Active Broker-Dealers

Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.

Securities registration

CRD
8032
CIK
0000312272
SEC file
00824040

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About

Commonwealth Equity Services, LLC is listed among active SEC-registered broker-dealers (CIK 312272, SEC file 00824040). Address fields from the SEC FOIA company information file. Also appears on SEC IAPD ADV firm roster with CRD 8032.

How to verify

How do I verify Commonwealth Equity Services, LLC?

Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.

What does this listing show?

The broker-dealer or securities registration from the SEC or FINRA public file.