Capital & Estate Management, Inc.
SEC-registered broker-dealer (File 00868039)
Public listing
- Legal name
- Capital & Estate Management, Inc.
- License or register id
- SEC File 00868039
- State
- FL
- City
- Spring Hill
- Category
- Broker-Dealer
- Official source
- SEC Company Information About Active Broker-Dealers
Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.
About
Capital & Estate Management, Inc. is listed among active SEC-registered broker-dealers (CIK 1446135, SEC file 00868039). Address fields from the SEC FOIA company information file. Also listed on FINRA's public Broker-Dealer Firms We Regulate directory.
How to verify
How do I verify Capital & Estate Management, Inc.?
Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.
What does this listing show?
The broker-dealer or securities registration from the SEC or FINRA public file.