Caldwell Sutter Capital, Inc. (CRD 10489)
SEC-registered broker-dealer (File 00827639)
Public listing
- Legal name
- Caldwell Sutter Capital, Inc.
- License or register id
- CRD 10489
- State
- CA
- City
- Sausalito
- Category
- Broker-Dealer
- Official source
- SEC Company Information About Active Broker-Dealers
Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.
About
Caldwell Sutter Capital, Inc. is listed among active SEC-registered broker-dealers (CIK 702007, SEC file 00827639). Address fields from the SEC FOIA company information file. Also listed on FINRA's public Broker-Dealer Firms We Regulate directory. Also appears on SEC IAPD ADV firm roster with CRD 10489.
How to verify
How do I verify Caldwell Sutter Capital, Inc.?
Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.
What does this listing show?
The broker-dealer or securities registration from the SEC or FINRA public file.