C. L. King & Associates, Inc.

SEC-registered broker-dealer (File 00817025)

Albany, NY, US Source: SEC Company Information About Active Broker-Dealers
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Public listing

Legal name
C. L. King & Associates, Inc.
License or register id
SEC File 00817025
State
NY
City
Albany
Category
Broker-Dealer
Official source
SEC Company Information About Active Broker-Dealers

Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.

Securities registration

CIK
0000055847
SEC file
00817025

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About

C. L. King & Associates, Inc. is listed among active SEC-registered broker-dealers (CIK 55847, SEC file 00817025). Address fields from the SEC FOIA company information file. Also listed on FINRA's public Broker-Dealer Firms We Regulate directory.

How to verify

How do I verify C. L. King & Associates, Inc.?

Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.

What does this listing show?

The broker-dealer or securities registration from the SEC or FINRA public file.