Babcock & Brown Securities LLC
SEC-registered broker-dealer (File 00869368)
Public listing
- Legal name
- Babcock & Brown Securities LLC
- License or register id
- SEC File 00869368
- State
- CT
- City
- Cos Cob
- Category
- Broker-Dealer
- Official source
- SEC Company Information About Active Broker-Dealers
Verify this record on the official source named above before you hire, fund, or rely on it. An index listing is not an endorsement, a rating, or a review. Empty phone or address means that public file did not include it.
About
Babcock & Brown Securities LLC is listed among active SEC-registered broker-dealers (CIK 1589185, SEC file 00869368). Address fields from the SEC FOIA company information file. Also listed on FINRA's public Broker-Dealer Firms We Regulate directory.
How to verify
How do I verify Babcock & Brown Securities LLC?
Match the firm name and CRD or SEC file number on FINRA BrokerCheck or EDGAR.
What does this listing show?
The broker-dealer or securities registration from the SEC or FINRA public file.