Public registries · United States · Agency detail
OCC — Office of the Comptroller of the Currency
Parent: U.S. Department of the Treasury. Domains in this note: occ.gov.
What they regulate
The OCC charters and supervises national banks and federal savings associations. It is not a securities broker-dealer register (SEC/FINRA), not FDIC deposit insurance itself, and not a state insurance or mortgage-broker license. Bank-affiliated brokerage still needs the product register that applies.
Always prefer the live .gov site over a third-party mirror. Index ≠ endorsement.
How to verify
- OCC home — Supervises national banks and federal savings associations.
- OCC supervisory resources — Banking supervision context — not FINRA BrokerCheck or a state insurance producer lookup.
Official portal: https://www.occ.gov/
BrokerMafia vertical bridges
Related — not .gov
- FINRA BrokerCheck — Not a .gov domain
Questions this page answers
Does OCC license stockbrokers?
No. Securities broker-dealers register with the SEC and typically FINRA membership. OCC supervises national banks/FSAs.
Is OCC the same as FDIC?
No. FDIC insures qualifying deposits and supervises certain banks; OCC is the national-bank/FSA charter supervisor under Treasury.
Is a BrokerMafia agency page an endorsement?
No. Index ≠ endorsement. BrokerMafia is not a government agency and does not issue licenses.
Where is the full .gov directory?
https://brokermafia.com/usa/ — with JSON/CSV downloads that include the full local SLD inventory from CISA.
More agencies: /usa/agencies/ · Regulators: /usa/regulators/ · Directory: /usa/ · JSON