Stock & securities brokers

Find and compare stock & securities broker — licenses and regulatory data from public sources, covering US, World. Browse ranked profiles, compare brokers, and open related verticals in Finance & Capital Markets.

Finance & Capital Markets Equities & Securities 200 listings

What is a Stock & Securities Broker?

Registered broker-dealers executing equities and securities for clients.

How to verify

  • Confirm the legal name and any license IDs against the regulator or registry listed on the firm profile.
  • Check that the firm’s stated activity matches this vertical (Stock & Securities Broker).
  • Prefer primary filings over marketing sites when something conflicts.

Who typically regulates this vertical

Depending on activity and location (US, World), oversight may sit with national or state regulators, self-regulatory organizations, or licensing boards. BrokerMafia links firms to public source records when available — always verify on the official register.

Also known as

stock broker, securities broker, BD

FAQ

Is every firm here licensed?

No. Some entries come from public directories (name/slug coverage). Regulatory IDs appear when the source publishes them. Treat missing licenses as unknown, not approved.

How do I compare firms in this vertical?

Open any profile, use Compare, or filter this vertical in Search.

How often is data updated?

We re-ingest public registers and directory sitemaps periodically. Dates on source files vary by agency.

What is a Stock & Securities Broker?

Registered broker-dealers executing equities and securities for clients.

This vertical sits in the Finance & Capital Markets category. Regions commonly associated with listings here: US, World. Also searched as: stock broker, securities broker, BD.

BrokerMafia indexes 3273 firms in this vertical from public regulatory files and public firm-directory sitemaps (names/slugs only where noted). We do not sell placements on this hub.

Who regulates this vertical?

Oversight for stock & securities broker activity usually sits with the national or state regulator that licenses that activity in each country. Our pages link firms to public source records when the ingest provides an ID — you should still open the official register.

How to choose and verify

Compare at least two stock & securities broker profiles side by side. Check whether identifiers differ and whether the legal name matches invoices.

  • Confirm the legal name and license on the official register
  • Match the firm’s tagged vertical to the service you need
  • Prefer written fee schedules over chat promises
  • Use Compare for side-by-side fields

FAQ

Are all firms here licensed?

No. Some rows are coverage entries from public directories (name/slug). License IDs appear when the source publishes them. Missing ID means unknown, not approved.

How complete is this list?

We aim for full coverage of each public source we ingest. New sitemaps and register dumps are merged on an ongoing basis. 3273 firms are linked below.

How do I open a firm page?

Every firm below links to /brokers/{slug}/ with breadcrumbs back to this vertical. Search also returns the same profiles.

Does a listing mean BrokerMafia recommends the firm?

No. A listing means we found the firm in a public source. Do your own verification.

All firms in this vertical (200)

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Showing 200 of 3273 firms. Search all 3273 in this vertical →